“Unsound examinations of utilitarianism” series: part one
Published by Ben Samuel Nelson June 29th, 2006 in PhilosophyIn Sterling Harwood’s essay, “Eleven Objections to Utilitarianism”, he surveys a number of critiques to utilitarianism, and then examines them for cogency. Over the next month, I will summarize all of those objections, along with his answers. I will then evaluate both. During the final week, I will examine any other miscellanious objections which I have encountered and feel like addressing.
Since this is a blog, each post after this one will be in bite-sized packets of three. To anticipate: classical utilitarianism is riddled with absurdity, but utilitarianism in general - as in the body of theories which center around the principle of utility - must be a permanent feature of moral and/or meta-ethical analysis.
I. The aretaic objection: “Utilitarianism is overly demanding.” Because the principle of utility requires us to treat people impartially, it alienates us from our integrity, and forces us to examine a situation from some third-person standpoint. This a) makes duties to our friends (associational duties) impossible, and b) forces us to into the squalor of excessive altruism, where we must give away anything and everything we own (for instance) so long as doing so does not reduce our happiness to low levels.
Harwood’s treatment is fourfold.
i) The “penny saved” rebuttal. He argues that the anticipation of future horrors (i.e., of overpopulation) is reason to amass one’s wealth wisely, so that it accumulates, and so future charity will be more significant.
This seems like a very poor defence. For generally speaking, misery accumulates: protection now will reduce burdens later. The maxim, “Prevention is the cure” seems wise enough in many cases.
ii) The “suck it up” rebuttal. Harwood explains that this objection is simply a reflection of the difficulty of morality. It is simply a fact of the matter that it is hard to be a moral person. We complain about the impartiality requirement, but in fact, being moral is tough. Our resistence arises out of a weakness of will.
And indeed, there is often a time where the moralist must say, “Oh, suck it up already”, to someone who suffers without reasonable cause (i.e., in modest - but not extreme - psychosomatic cases). However, the desire to protect oneself, one’s friends, and one’s family from harm is hardly as trite as the bruising of a kneecap. Harwood is hardly taking the objection as seriously as it deserves here. Personal projects and associations seem to have a genuine moral weight.
This objection from integrity has been offered as a decisive objection against utilitarianism by famous icons in contemporary ethical theory. Bernard Williams (and to a lesser extent, Samuel Scheffler) are theorists who believe that, in some manner or other, utilitarianism as usually conceived must alienate the moral actor from their integrity. Their greivances, as far as I can make out, are that: a) personal integrity must be treated as a value, and does not play a more fundamental role at the level of producing the right; b) utilitarianism alienates the person from the option to do otherwise and still be considered moral.
I would affirm the correctness of a), but find nothing compelling in the objection. Integrity, insofar as it is morally significant, is one of those values which produces happiness. Thus, we have a means of including integrity (and associational duties) as items with moral weight. There can be no fundamental alienation from integrity if it may be included in the theory at least some of the time, so this objection fails.
(b), however, is more interesting. Take a case where an actor evidently has a very clear utilitarian duty to optimize happiness. Let’s say that Jim would increase the happiness of Sally if he bought her iced cream by amount x. Let’s also say that Jim was thinking of buying a model airplane in order to receive happiness y. The two cost the same amount of money. Let’s also say that Sally has had a bad day and that iced cream would give her twice the pleasure as that which Jim would get from buying a model airplane: x = 2y. The question is: if he bought the model plane, would that be moral?
Utilitarianism seems to say, it is better for you to buy the iced cream. Integrity theorists (esp. Schefflerians) say, you have the option to do whatever you want and still be moral; after all, we’re dealing with really small quantities of happiness, here. For them, you can make the non-utilitarian choice, and still be moral. Integrity theorists want to say that utilitarianism can provide no options in the matter, but would also insist that there really ought to be the more egoistic moral alternative (within some bounds).
The accusation is subtle. It is not that utilitarianism cannot ever tell a person to do an altruistic act; for that would be a just plain goofy reading of utilitarianism, and unintuitive no matter what ethical point of view you’re coming from. Equally (I think), they’re not saying that, strictly speaking, utilitarianism is anti-egoistic. Rather, they aim for a modest claim — they think that utilitarianism destroys the idea of moral choice, or of merely permissible behavior, especially (for Scheffler) where there are low levels of happiness involved.
We can find an excellent rejoinder in another defence which Harwood covers.
iii) The epistemic rebuttal. He invokes Kurt Baier (and, it turns out, Henry Sidgwick), in arguing that people are simply better judges of their own desires, which makes some degree of egoism acceptable.
Ultimately, this is the lynchpin which secures the defence of utilitarianism. The thought-experiment presented in (ii b) is predicated on knowledge that we don’t normally have. It should not be a surprise that a scenario which effectively postulates omniscience will produce unintuitive results.
Indeed, beyond the fulfillment of basic needs, what we know about human happiness is limited to those with whom we are most intimately familiar; and our knowledge makes any of our duties far more clear. On this view, we do have options. They arise out of uncertainty about the best means of achieving the utiliarian goal. Strike out the uncertainty, and one’s moral choices are far more limited. (This is not to suggest that having moral choice is a blessing, incidentally. Social psychology has made clear that our minds derive less satisfaction from a state of affairs when we are given more choice of alternatives.) In other words: knowledge of preferences demands familiarity.
But this is likely not enough to convince a non-believer in utilitarianism. So here is another argument that is not mentioned by Harwood. There is a difference between happiness and enjoyment. Enjoyment is the reflection upon happiness, the meditation upon it such that it produces more happiness. To enjoy one’s own personal projects is to amplify one’s happiness beyond the levels one would ordinarily have. Enjoyment is, at some level, an ad hoc choice.
Two conclusions arise: one, all other things equal, to produce happiness in others without choosing to do so, is to tacitly subscribe to a rule which says, “No enjoyment”. This will eventually, after precedent etc., fail to optimize utility. Here, of course, I am invoking rules. But I should clarify that I’m still within the sphere of act-utilitarianism. Properly understood, a rule is merely a cognitive device that governs a certain exceptional kind of act. The act is the thing we care about; rules just help us get there. In this sense, enjoyment propels happiness.
Two, in principle, an ad hoc choice is not knowable to an outsider, it is only known to the agent themselves. In this sense, it is both unpredictable and, for all intents and purposes, secret.
iv) The pride rebuttal. He argues that there is significant value to not simply feeling like a charity case.
This is true in Western cultures. But the real question is, “WHY might this be true, consistent with utilitarianism?”. It may be explained, I think, by the fact that agency is an incorrigible value - that is to say, one’s sense of self and of personal powers inevitably tends to provoke a primordial respect for agency in the abstract. In certain cultural climates, and in people whose senses of self are appropriately developed, this respect for agency may lead to a sense of dignity, and to the demand to be the power which sustains their own life. Thus, agency is incorrigible. Utility must be organized around it, because of the kind of beings that we are.
[Edit: In some cultures, such as ours, this rightly leads to a division between positive and negative responsibility. Doing a bad action seems as though it is somewhat worse than allowing a bad action. Utilitarianism has been accused of favoring a strong thesis of negative responsibility: where the bad consequences that arise out of your creative striving are equally bad as those you allow to happen. But if we take agency to be incorrigible, it will modify our moral calculations along the lines of the “enjoyment” thesis, in such a way that the wrongs associated with agency will seem more wrong, and the rights associated will seem more right.
Consequentialism is a doctrine that doesn’t directly appeal to our intentions, and this has caused dismay in some readers. But with agency as a part of our apparatus, we have just enough leeway to understand how intent matters in moral deliberation.
It is easy to make the mistake of thinking that the consequences of an action are agent-external, or merely situational. But the actions of persons affect the behaviors of other persons: these are social consequences. Still, if consequentialist considerations of actor-internal factors seem ad hoc or unconvincing to the reader, I should note that the same principle applies to non-intentional behaviors as well: namely, our habits. Later on, we’ll understand more about the role of rules in utilitarianism. But suffice it to say right now that the bad consequences which arise out of rule violation center in large part around our habits. If we accept this latter thesis, then it is only a short step before we accept the thesis about intentions. For both habits and intentions are agent-internal.]
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Doesn’t iii. trivialize utilitarianism? Utilitarianism can’t ever tell someone whether or not to give the money away if it’s taken that any individual has unique access to predictions about how much any given event will affect her own happiness. The actor with the money can estimate her own happiness from keeping the money, but can’t estimate the happiness of others from getting it. The receivers suffer from the reverse problem, and the outside observer has access to neither. Thus, all utilitarianism could say is “if you knew that it would create more aggregate happiness to give the money away, WHICH YOU CAN NEVER KNOW, you would have a duty to do so.”
I should apologize for being unclear. I did my best to say the most I could in the smallest space possible, so as to not alienate potential readers. The outcome is that illustrations which might help communicate the point may have been lacking.
My replies in (iii) do not trivialize utilitarianism in the way you may have interpreted. Note that what I said about knowledge of happiness, which I think most of your post is concerned with, is only a rough comment. We know our own preferences better than we know the preferences of others. That doesn’t mean that we are totally oblivious to things that generally speaking make others happy. (I mentioned the fulfillment of basic needs, among other things). Besides, the epistemic argument wasn’t the only argument I gave.
It seems that the response that you want to give to the demandingness objection is that since we’re very often in a better position to serve our own interests and those of our intimates utilitarianism just won’t turn out to be excessively demanding, at least not often enough to make it untrue. But whatever the state of our current knowledge about what would best serve the interests of others, if utilitarianism is true, then it will require us to attempt, to whatever extent is optimal, to learn what will best serve the interests of others, and in particular the worst off (since their interests can, at least in general, be advanced at the least cost to the better off), and to then use that knowledge in our decisions about what to do. And given the plight of the worst off, and the ease with which even the moderately well-off among us can improve their lives, it is clear that such a demand would exceed what someone like Williams would consider reasonable (and would likely also exceed what Scheffler would allow, though, I think, to a lesser extent). If utilitarianism is to be defended, it must, I think, be defended with the understanding that its demands will very often, and especially on the better off among us, be very great. There is, at least in principle, no barrier to knowledge about the interests of others and how they can best be served that can guarantee that the demands of utilitarianism will, despite its requirement of impartiality, allow individuals to pursue their own projects and interests to any significant extent. I do not, however, think that this means utilitarianism is false.
The conclusion that I’m trying to arrive at is the opposite of the one you’ve made. If utilitarianism really were to demand pure altruism, then it would fail. But it doesn’t, so it doesn’t.
There is no doubt that any agent has certain standing duties which we might call agentic duties, or the duty to learn, the obligation to know. So, I agree that that might be a fruitful line of inquiry. (Just recently made a post that made a bit of use of the idea in a rejoinder to Elizabeth Nowicki and the interpretation of “not good faith”.)
But my (threefold) reply started, first, with the epistemic objection: that we can’t really know what makes others happy except for their basic needs, because people just desire different things. Any should-statement must be possible, and it’s just impossible to know the preferences of 6 billion persons. This doesn’t release the obligation to find a way to provide universal access to basic needs; it compels it, really. The only question is a practical one, having to do with the best means towards achieving that end (essentially, the goal of maximum human economic and social development with minimum of externalities), given the nature of social systems, human nature, and all that.
In other words, it turns out that our agentic duty, our obligation to know, is the obligation to learn more about these social systems and human nature in order to engage in those optimal reforms: for the utilitarian, enaging in a hobby of social science is mandatory, if we’re serious about optimizing utility in the widest scope.
Of course, one may learn about the preferences of everyday strangers, and ask oneself whether or not one may help in achieving their preferences. This demands one more distinction and argument. Preferences can be either alien to a person, or familiar. Which is just to say, I may like something, and you may find it unfathomable, in which case my preference would be alien to you. We need to know the consequences of some alien preference in order to help it along. And if we don’t know the consequences, and we aren’t in a position to know them, then that seems to be the end of the road: for the uncertain must take a backseat to the certain when it comes to action, and since we’ve already established that we’re dealing with strangers, we’ve established that we’ve got little knowledge to go on concerning consequences. And if the preferences aren’t alien, so to speak, then all other things equal, one is obliged to help. But often, all things aren’t equal: the panoply of social facts still demand attention, and often present reasons not to satisfy some preference (introducing, for instance, notions of merit which may be inherant in the meaning of a preference).
Since the above arguments are hardly novel, and since the emphatic manner by which utilitarianism has been rejected shows that they have not made enough headway in convincing others, I made other arguments. The second and third parts of my (quick) threefold rejoinder indicate that, respectively:
a) The pursuit of happiness can be understood, analogously, like the friction of a moving car wheel against the road; too much mass, and the car will slow to a crawl (i.e., release people from the possibility of enjoyment); too little mass, and it will flip around and crash (i.e., enjoy yourself by inhibiting the happiness of others). Without both egoism and helping-behavior, value-directed action can’t succeed in the long-run. (Edit: I see you’ve formulated an explanation that is consistent with mine at here. We seem to disagree most clearly about where the “ceiling” may lie.)
b) In principle, enjoyment isn’t something that can be known or predicted, because (for psychologically functional persons) it is an unpredictable and ad hoc decision. In this sense, and only this sense, we’re not in a position to help.